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Direct Rollover: Transfer Agreement: All authorized TD Ameritrade account owner(s)/trustee(s) must sign in the space(s) provided.

Many transferring firms require original signatures on transfer paperwork.

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PART I General Provisions Chapter I Common Provisions Chapter II Trade Name of Company Chapter III Employees of a Company Section 1 Employees of a Company Section 2 Commercial Agents of the Companies Chapter IV Non-Competition after Assignment of Business PART II Stock Company Chapter I Incorporation Section 1 General Provisions Section 2 Preparation of Articles of Incorporation Section 3 Contributions Section 4 Election and Dismissal of Officers at Incorporation Section 5 Investigation by Directors at Incorporation Section 6 Appointment etc. Section 7 Formation of Stock Companies Section 8 Liability of Incorporators Section 9 Incorporation by Solicitation Subsection 1 Solicitation of Persons who Subscribe for Shares Issued at Incorporation Subsection 2 Organizational Meeting Subsection 3 Reporting of Matters regarding Incorporation Subsection 4 Election and Dismissal of Director at Incorporation Subsection 5 Investigation by Directors at Incorporation Subsection 6 Amendment in Articles of Incorporation Subsection 7 Special Provisions on Incorporation Procedures Chapter II Share Section 1 General Provisions Section 2 Shareholder Registry Section 3 Transfer of Share Subsection 1 Transfer of Share Subsection 2 Approval Procedures relating to Transfer of Shares Subsection 3 Pledging Shares Section 4 Acquisition of Own Shares by Stock Company Subsection 1 General Provisions Subsection 2 Acquisition by Agreement with Shareholders Subsection 3 Acquisition of Shares with Put Option and Shares subject to Call Subsection 4 Acquisition of Class Shares subject to Wholly Call Subsection 5 Demand for Sale to Heirs Subsection 6 Cancellation of Shares Section 5 Consolidation of Shares Section 6 Share Units Section 7 Omission to Notices to Shareholders Section 8 Issue of Shares for Subscription Section 9 Share Certificate Section 10 Miscellaneous Provisions Chapter III Share Option Section 1 General Provisions Section 2 Share Option Issue Section 3 Share Option Registry Section 4 Transfer of Share Option Section 5 Acquisition of Own Share Option by Stock Companies Section 6 Allotment of Share Options without Contribution Section 7 Exercising Share Option Section 8 Certificates for Share Options Chapter IV Organ Section 1 Shareholders Meeting and Class Meeting Section 2 Establishment of Organs Other Than Shareholders Meeting Section 3 Election and Dismissal of Officers and Accounting Auditors Section 4 Directors Section 5 Board of Directors Section 6 Accounting Advisors Section 7 Company Auditors Section 8 Board of Company Auditors Section 9 Accounting Auditors Section 10 Committees and Executive Officers Section 11 Liability for Damages of Officers, Etc.

Contact your transfer agent and obtain a current account statement, then submit your account statement to TD Ameritrade along with a completed TD Ameritrade Transfer Form.

Be sure to indicate how you would like your shares transferred by making a selection in Section 3-D of the form.

of a Stock Company Section 3 Action Seeking Dismissal of an Officer of a Stock Company Section 4 Action Concerning Special Liquidation Section 5 Action Seeking Removal of Partner of Membership Company, etc.

Section 6 Action Seeking Rescission of Disposition of Property of a Liquidating Membership Company Section 7 Action Seeking Rescission of Performance, etc.

Indicate which type of transfer you are requesting.

If the assets are coming from a: Brokerage account: indicate whether your transfer is to be TOTAL or PARTIAL by checking the appropriate box.

For example, if you invest in a stock that doubles in price so you sell it, you would normally have to report that gain on your taxes.

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